AI governance checklists — free, by regime
AI governance for financial services isn't one rulebook — it's five or six overlapping ones depending on where you operate and what you do. Each checklist below maps one regime to what an examiner or validator actually expects to see, not a summary of the regulation. All free, all print to PDF, no account required.
24 items across development, validation, monitoring and governance for GenAI/LLM tools at Fed- and OCC-supervised banks.
High-risk credit scoring, underwriting, and fraud AI — deadline extended to December 2, 2027, but the documentation bar didn't drop. 24 items mapped to Annex III/IV.
Adopted in 25+ states with a formal examiner evaluation tool rolling out — governance, testing, and third-party oversight for insurers.
The Bank of England's SR 11-7 equivalent — 5 principles, AI-specific explainability, data provenance, and fairness evidence.
CFPB Circular 2026-03: "black box" is not a defense — what ECOA/Reg B actually requires for AI-driven credit denials.
Agent identity, authorization, and audit trail — what's distinct about governing an AI agent, not a model. From Singapore's IMDA framework and NIST's Agent Standards Initiative.